Intelluct Investment Intelligency -III

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www.investopedia.com   October 26, 2010 - In this Issue. Add Investopedia to Safe Sender List   *** Join us on Facebook   & Twitter   ! *** Financial Career Ongoing Career Benefits For CFAs   Financial Education Haunting Wall Street: The Halloween Terminology Of Investing   Exam Question Which of the following would be considered “sales literature” under the NASD’s definition?   FINRA Update Application of Rules on Communications With the Public and Institutional Sales Material and Correspondence to Certain Free Writing Prospectuses   Special Feature: FX Trader     Open up the big bad world of forex trading by virtually trading 10 of the most popular currency pairs on our NEW forex trading simulator. Check out our Special Feature to learn more. More features: Income Tax,   Financial Edge   , View All »   TODAY'S NEWSLETTER IS SPONSORED BY:      Financial Career   more career articles   Ongoing Career Benefits For CFAs   If you have ever considered sitting for the exams necessary to obtain the CFA Institute’s Chartered Financial Analyst (CFA) designation, then you are probably well aware of the benefits that go along with it. In addition to being one of the most respected certifications in the investment management industry, the CFA designation is already a de-facto requisite for many portfolio management and other senior investment management positions. In addition, the benefits of being a CFA Institute member, and the opportunity of obtaining the designation, far exceed the ability to claim association or to put those three letters on your resume. Read more »    Related Reading: So, You Want To Earn Your CFA?      Frequently Asked Questions   What's the difference between weighted average accounting and FIFO/LILO accounting methods?   FINRA Online Exam Guides   Pass your exam and pursue your career in finance with our Free Guides: Series 6   Series 7   Series 26   Series 63   Series 65   Series 66      Financial Education   more education articles   Haunting Wall Street: The Halloween Terminology Of Investing   Once again, it is time for All Hallows' Eve: pumpkins are turning up on doorsteps, and small children are dressing like ghouls and pop stars. So to get into the spirit of things, let's look at some of the more macabre and bloodcurdling terms circulating in the investment world. Read more »    Related Reading: The Ghouls And Monsters On Wall Street        FINRA Update more updates   Application of Rules on Communications With the Public and Institutional Sales Material and Correspondence to Certain Free Writing Prospectuses   The content standards, the principal review requirements and applicable filing requirements in NASD Rules 2210 (Communications with the Public) and 2211 (Institutional Sales Material and Correspondence) shall apply to free writing prospectuses distributed by broker-dealers in a manner reasonably designed to lead to their broad unrestricted dissemination, as described in Securities Act Rule 433. By this Notice, FINRA is withdrawing, in part, previous interpretive guidance that excluded free writing prospectuses from the requirements of NASD Rules 2210 and 2211. View Full Notice   »    Exam Question   Q: Which of the following would be considered “sales literature” under the NASD’s definition? A. A notice in the Wall Street Journal that the ERT Mutual Fund Family has just launched a new Pacific Rim growth fund B. An email sent by a registered representative to one of his customers regarding a new research report on UTN stock C. An announcement in Business Week of a new high-yield bond fund for income-oriented investors D. A letter, sent by a registered representative to thirty of her customers, which includes a reprint of a magazine article regarding the NDI Growth Fund    Find Professionals in the Money Useful? Check out our other FREE newsletters! • Investing Basics • Forex Weekly • Term of the Day • Warren Buffett Watch • News To Use • The Chart Advisor Report • Stock Watch Weekly   Thank you for reading Professionals in the Money on October 26, 2010 Professionals in the Money Admin Center You are receiving Professionals In The Money as a registered member of Investopedia.com - you joined on 20100702 11:01 Currently, you are subscribed to investopedia-professionals as: iimail_nag@yahoo.com To unsubscribe or change your email settings, click here   . Ensure Delivery: Please add webmaster@investopedia.com to your email address book or safe-senders list. Copyright © 2009 Investopedia ULC. All Rights Reserved